Founded in 1980, Caldwell Financial Ltd. provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products for families, individuals, corporations, trusts and foundations, as well as professional investment management for select institutional investors. We are the parent company to Caldwell Investment Management Ltd. and Caldwell Securities Ltd.

Caldwell Investment Management Ltd (Caldwell) is a wholly owned subsidiary of its parent company, Caldwell Financial Ltd., a majority employee-owned firm, and winner of the 2019 Fundgrade A+ Award for Outstanding Performance.

Located in Toronto, the company provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations, and private family accounts.

Established in 1990, Caldwell Investment Management originates and structures investment vehicles. Providing portfolio and risk management services including discretionary investment management and asset allocation services, the company’s investment managers monitor portfolios for compliance with investment mandates and regulatory requirements. Caldwell staff also provide reporting to investors and clients, including financial performance and reporting for income tax purposes.

Advantage: Confidence

We believe your most important investment management decision is choosing investment managers who put you first. At Caldwell Investment Management, this is our highest priority. We don’t just ask for your trust, we earn it by putting more than 30 years of experience and innovation to work on meeting your investment goals. We strive to achieve peace-of-mind for our clients and to foster relationships built on transparency.

The first step is to make sure we understand your evolving objectives and your ultimate goals. Then, after getting to know you, your goals, and your investment management requirements, together we look at the ideas and processes in your existing investment management plan. Is your current plan serving you as well as you expect? What elements of your plan can be improved?

Then, the experienced managers at Caldwell are ready to help you set and navigate a realistic, predictable course toward your destination. We plan a measured approach to helping you meet wealth management goals.

With the Caldwell team’s integrity, depth of skill, and abiding knowledge, we work at successfully preserving and building your wealth through careful process, patience, and personal attention. Everything we do is focused on attaining consistent, predictable results.

Products

Caldwell Investment Management offers a range of investment products designed to meet the specific needs of our clients. Click to see our funds’ monthly highlights and commentaries.

The Caldwell Balanced Fund is an actively managed, well diversified portfolio of high quality North American equity and debt securities, offering the potential for attractive total returns and long-term capital preservation.

The Tactical Sovereign Bond Fund is the only fixed income fund offered in Canada that strategically manages duration and currency in a portfolio that provides exposure to government-guaranteed bonds and treasury bills.

The Caldwell Canadian Value Momentum Fund portfolio contains holdings offering the best attributes of value and momentum.

The Caldwell U.S. Dividend Advantage Fund invests primarily in high-quality, U.S. dividend-paying companies with compelling valuations and good prospects for continued business and dividend growth.

Thomas S. Caldwell applies this basic set of investing principles gained during his more than 55 years of experience from his earliest days as an advisor with some of the best known Canadian investment firms and bank investment departments. He suggests that investors may find them useful when considering their investment plans, objectives, and processes:

  • Investing is a marathon, not a 100-yard dash.
  • Time in the market is more important than market timing.
  • Quell emotions prior to making investment decisions.
  • Challenging economic times can lead to profitable investing opportunities.
  • Invest only in proven quality.
  • Never borrow to invest.
  • Invest steadily and regularly over time, using disciplined processes.