Caldwell Investment Management

 Caldwell Investment provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations, and private family accounts. 

Established in 1990, Caldwell Investment Management Ltd. originates and structures investment vehicles. Providing portfolio and risk management services including discretionary investment management and asset allocation services, the company’s investment managers monitor portfolios for compliance with investment mandates and regulatory requirements. Caldwell staff also provide reporting to investors and clients, including financial performance and reporting for income tax purposes. 

Caldwell Investment Management Ltd.

is a wholly owned subsidiary of Canadian investment company Caldwell Financial Ltd, a majority employee-owned firm and winner of multiple awards.

Advantage: Confidence

We believe your most important investment management decision is choosing investment managers who put you first. At Caldwell, this is our highest priority. We don’t just ask for your trust, we earn it by putting 30 years of experience and innovation to work on meeting your investment management goals. We strive to achieve peace-of-mind for our clients and to foster relationships built on transparency. 

The first step is to make sure we understand your evolving objectives and your ultimate goals. Then, after getting to know you, your goals, and your investment management requirements, together we look at the ideas and processes in your existing investment management plan. Is your current plan serving you as well as you expect? What elements of your plan can be improved? 

Then, the experienced investment managers at Caldwell are ready to help you set and navigate a realistic, predictable course toward your destination. We plan a measured approach to helping you meet wealth management goals.

With the Caldwell team’s integrity, depth of skill, and abiding knowledge, we work at successfully preserving and building your wealth through careful process, patience, and personal attention. Everything we do is focused on attaining consistent, predictable results.  


Caldwell Investment Management offers a range of investment products designed to meet the specific needs of our clients. Click to see our funds’ monthly highlights and commentaries. 

 Caldwell Balanced Fund

is an actively managed, well diversified portfolio of high quality North American equity and debt securities, offering the potential for attractive total returns and long-term capital preservation. 

Tactical Sovereign Bond Fund

 is the only fixed income fund offered in Canada that strategically manages duration and currency in a portfolio that provides exposure to government-guaranteed bonds and treasury bills.

Caldwell Canadian Value Momentum Fund

 portfolio contains holdings offering the best attributes of value and momentum. 

Caldwell U.S. Dividend Advantage Fund

 invests primarily in high-quality, U.S. dividend-paying companies with compelling valuations and good prospects for continued business and dividend growth. 

Visit our homepage at Caldwell Investment Management to learn more about us:
Caldwell Canadian Value Momentum FundCaldwell Balanced FundTactical Sovereign Bond FundCaldwell U.S. Dividend Advantage Fund.